Jonathan F Heim
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
2 statesRegistered in
ChFC®, CFP® certificationDesignations
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Aligned Wealth AdvisorsSep 2026 to now
- Principal Securities, Inc.Jan 2018 to now
- Principal Life Insurance CompanyJan 2018 to now
- MML Investors Services, LLCMar 2017 to Jan 2018
- Massachusetts Mutual Life Insurance CompanyJul 2016 to Jan 2018
- Metlife Securities Inc.Jan 2015 to Mar 2017
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 2 states (IA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4672121
- Firm CRD
- 1137