Nathaniel Tjoa
Investment adviser representative at Transamerica Financial Advisors, LLC
23 yearsExperience
3 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
23 years in the industry.
- Transamerica Financial Advisors, IncAug 2024 to now
- WfgiaAug 2024 to now
- M FinancialMar 2020 to Aug 2024
- UnemployedOct 2019 to Mar 2020
- Foresters Advisory Services, LLCJan 2014 to Oct 2019
- Foresters Financial ServicesJan 2014 to Oct 2019
- Foresters FinancialJun 2003 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 3 states (CA, IA, PA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4667709
- Firm CRD
- 16164