James A Frangenberg
Investment adviser representative at Founders Financial Securities, LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$4.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Founders Financial Securities LLCOct 2025 to now
- Wells Fargo Clearing ServicesSep 2023 to Oct 2025
- LPL Financial, LLCJul 2021 to Aug 2023
- M&t Securities, IncSep 2018 to Jun 2021
- M&t BankAug 2018 to Jun 2021
- PNCApr 2016 to Aug 2018
- PNC InvestmentsApr 2016 to Aug 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (MD).
Founders Financial Securities, LLC
$4.1BAssets managed
9,870Clients
117Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4667287
- Firm CRD
- 137945