Roger Sen boon Lam
Investment adviser representative at Hightower Advisors, LLC
18 yearsExperience
1 stateRegistered in
$198.6BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Hightower Advisors, LLCSep 2024 to now
- Wells Fargo Bank, NAJun 2023 to Aug 2024
- Wells Fargo Clearing Services, LLCJun 2023 to Aug 2024
- Lam TradingMar 2023 to Jun 2023
- Coyote PartnersFeb 2022 to Feb 2023
- Lwm InternationalFeb 2020 to Feb 2022
- Lam TradingNov 2017 to Feb 2020
- UBS Financial Services Inc.Jan 2010 to Sep 2017
- UBS International Inc.Mar 2008 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Hightower Advisors, LLC
$198.6BAssets managed
64,035Clients
1,036Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4656776
- Firm CRD
- 145323