Wolfgang Johannes Hawlisch
Investment adviser representative at D.A. Davidson & Co.
11 yearsExperience
2 statesRegistered in
$41.8BFirm assets
32 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- D.A. Davidson & Co.Feb 2025 to now
- RBC Capital Markets, LLCNov 2024 to Feb 2025
- Wells Fargo Clearing Services, LLCJul 2020 to Nov 2024
- Morgan Stanley Private Bank, National AssociationDec 2015 to Jul 2020
- Morgan Stanley Private Bank, N.ANov 2015 to Nov 2024
- Morgan StanleySep 2015 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
D.A. Davidson & Co.
$41.8BAssets managed
70,118Clients
685Advisers
32 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4654927
- Firm CRD
- 199