Joshua Roger Carter
Investment adviser representative at Sepio Capital, LP
17 yearsExperience
1 stateRegistered in
CFADesignation
$5.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Sepio Capital, LLCMay 2017 to now
- Bank of America, NAMar 2010 to May 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2009 to May 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (UT).
Sepio Capital, LP
$5.6BAssets managed
295Clients
19Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4654422
- Firm CRD
- 285645