Carol Marie Griffin
Investment adviser representative at Parsonex Advisory Services, Inc.
19 yearsExperience
11 statesRegistered in
$271.3MFirm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Parsonex Advisory Services, Inc.Mar 2017 to now
- Parsonex Securities, Inc.Dec 2007 to now
- Parsonex Insurance AgencyJul 2007 to Feb 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 11 states (CA, CO, HI, IL, MI, NJ, NV, OK, SD, WA, WI).
Parsonex Advisory Services, Inc.
$271.3MAssets managed
331Clients
12Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4652643
- Firm CRD
- 160275