James Kim
Investment adviser representative at Vestgen Advisors, LLC
18 yearsExperience
2 statesRegistered in
$6.7BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Private Client ServicesOct 2025 to now
- Vestgen Advisors, LLCAug 2025 to now
- Onedigital Investment Advisors LLCFeb 2023 to now
- Osaic Wealth, Inc.Aug 2024 to Oct 2025
- Triad AdvisorsMar 2023 to Aug 2024
- The O.N. Equity Sales CompanyAug 2018 to Feb 2023
- Ohio National Financial ServicesJul 2018 to Feb 2023
- Hornor Townsend & Kent IncDec 2008 to Jul 2018
- Penn Mutual Life Ins CoDec 2008 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Vestgen Advisors, LLC
$6.7BAssets managed
22,790Clients
58Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4649932
- Firm CRD
- 318657