Jonea Glaspie
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Jan 2026 to now
- Bank of America, N.A.Apr 2022 to Dec 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2022 to Dec 2025
- Rockefeller Financial LLCDec 2020 to Apr 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2018 to Dec 2020
- Bank of America, N.A.Oct 2016 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4646765
- Firm CRD
- 8174