Catherine Elizabeth Schwartz
Investment adviser representative at LPL Financial LLC
22 yearsExperience
5 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Financial LLCJul 2021 to now
- Catherine Schwartz Financial Advisor LLCFeb 2020 to now
- Condo RentalJun 2018 to now
- Denver Public Library Friends FoundationFeb 2012 to now
- Various Insurance Carriers for W&r Insurance AgenciesSep 2004 to now
- Waddell & Reed, Inc.Sep 2004 to now
- American Lung Association of ColoradoApr 2015 to Dec 2018
- Hoa, Gotham CondosDec 2012 to Feb 2017
- Condo RentalFeb 2008 to Dec 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 5 states (CO, KS, OH, TX, WY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4644629
- Firm CRD
- 6413