Dorothy Helen Whitman
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCApr 2026 to now
- Key Investment Services, LLCApr 2024 to Apr 2026
- Securities America AdvisorsSep 2022 to Apr 2024
- Securities America, Inc.Sep 2022 to Apr 2024
- Allstate Financial Services, LLCJan 2021 to Sep 2022
- Principal Life Insurance CompanySep 2019 to Jan 2021
- Principal Securities IncSep 2019 to Jan 2021
- UnemployedMay 2019 to Sep 2019
- Beral-soutas RanchJul 2016 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (WA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4642814
- Firm CRD
- 6413