Keith M. Fiala
Investment adviser representative at J.P. Morgan Securities LLC
11 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you Keith M. Fiala? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- J.P. Morgan Securities LLCMar 2023 to now
- JPMorgan Chase Bank, N.A.Mar 2023 to now
- Frg Holdings ( Lpbd)Jan 2022 to Mar 2023
- Webster InvestmentsApr 2020 to Mar 2023
- LPL Financial LLCMar 2020 to Mar 2023
- Webster BankMar 2020 to Sep 2022
- UnemployedJan 2020 to Feb 2020
- Cwm, LLCMay 2019 to Dec 2019
- Cetera Advisor Networks LLCMay 2019 to Nov 2019
- J.P. Morgan Securities LLCJun 2015 to May 2019
- JPMorgan Chase Bank, N.A.Jun 2015 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4639367
- Firm CRD
- 79