Joseph Halpern
Investment adviser representative at Obsidian Cio LLC
14 yearsExperience
1 stateRegistered in
$1.3BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Obsidian Cio, LLCDec 2025 to now
- Exceed AdvisoryOct 2012 to now
- Chelsea Financial ServicesNov 2018 to Oct 2024
- Fountainhead Capital ManagementMar 2017 to Dec 2025
- Nebari Securities, LLCAug 2013 to Nov 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (NY).
Obsidian Cio LLC
$1.3BAssets managed
7Clients
2Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4637169
- Firm CRD
- 289000