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Timothy Thomas Harberts

Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

11 years in the industry.

  1. LPL Enterprise, LLCNov 2024 to now
  2. The Prudential Insurance Company of AmericaMay 2022 to now
  3. Pruco Securities LLCMay 2022 to Nov 2024
  4. UnemployedDec 2021 to May 2022
  5. Access Financial Services, Inc.Feb 2021 to Dec 2021
  6. TD Ameritrade, Inc.Oct 2018 to Jan 2021
  7. TD Ameritrade Investment Management, LLCOct 2018 to Dec 2020
  8. UnemployedJun 2018 to Oct 2018
  9. Ameriprise Financial Services, Inc.May 2018 to Jun 2018
  10. UnemployedMay 2017 to Apr 2018
  11. Locorr DistributorsSep 2015 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2003

State registrations

Registered as an investment adviser representative in 1 state (MN).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4636625
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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