Stephen Yun-sum
Investment adviser representative at The Baldwin Group Wealth Advisors, LLC
10 yearsExperience
1 stateRegistered in
CFADesignation
$27.3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- The Leaders Group dba Simplicity InvestmentsSep 2026 to now
- The Baldwin GroupOct 2024 to now
- The Baldwin Group Wealth Advisors, LLCJan 2021 to now
- Burnham Gibson Wealth Advisors, LLCMay 2018 to Oct 2024
- Equitable Advisors, LLCApr 2018 to Apr 2026
- AXA Advisors, LLCApr 2018 to Jun 2020
- WealthwiseJan 2016 to Apr 2018
Designations
- CFA
Exams passed
- Series 65 · Uniform Investment Adviser Law2002
- Series 63 · Uniform Securities Agent State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
The Baldwin Group Wealth Advisors, LLC
$27.3BAssets managed
2,134Clients
47Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4635091
- Firm CRD
- 312284