Lori Patricia Sherman
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCMay 2025 to now
- Cetera Wealth Services, LLCMay 2025 to now
- Herb MessickMay 2025 to now
- Kitces.comNov 2023 to now
- UnemployedJul 2023 to Nov 2023
- Purshe Kaplan Sterling InvestmentsJul 2022 to Jul 2023
- Thrivent Advisor Network, LLCAug 2021 to Jun 2023
- Cetera Advisor NetworksJun 2019 to Aug 2021
- Quantum EconometricsFeb 2019 to Aug 2021
- UnemployedOct 2017 to Jun 2019
- Cetera Advisor NetworksFeb 2015 to Oct 2017
- Erman Retirement AdvisoryJan 2015 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4634121
- Firm CRD
- 105644