Derek Lawrence Botwinick
Investment adviser representative at Lumiere Financial
12 yearsExperience
1 stateRegistered in
$82.7MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Purshe Kaplan Sterling InvestmentsAug 2022 to now
- Lumiere FinancialJun 2022 to now
- Lumiere Financial Group LLCJun 2022 to now
- Dlb AssociatesFeb 2014 to now
- Prudential Financial Planning ServicesJun 2021 to Jun 2022
- Pruco Securities, LLC.Sep 2017 to Jun 2022
- Prudential Insurance Company of AmericaSep 2017 to Jun 2022
- Principal Life Insurance CompanyJun 2014 to Sep 2017
- Princor Financial Services CorporationJun 2014 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
State registrations
Registered as an investment adviser representative in 1 state (NY).
Lumiere Financial
Legal name: Lumiere Financial Group LLC
$82.7MAssets managed
116Clients
4Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4634007
- Firm CRD
- 319171