Jonathan Michael Richard
Investment adviser representative at LPL Financial LLC
26 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
26 years in the industry.
- LPL Financial LLCMay 2026 to now
- Mercy Mission HouseJul 2024 to now
- Richard Investment Professionals, LtdDec 2023 to now
- Shelby County OhioFeb 2011 to now
- Jonathan M. Richard, Attorney At LawSep 2000 to now
- Transamerica Agency NetworkMar 2023 to May 2026
- Transamerica Financial Advisors, IncMar 2023 to May 2026
- WfgiaMar 2023 to May 2026
- AgiaDec 2022 to Jan 2023
- Valic Financial AdvisorsFeb 2003 to Jan 2023
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (OH).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4633272
- Firm CRD
- 6413