Neil T. Rose
Investment adviser representative at Regency Capital Management Inc.
19 yearsExperience
1 stateRegistered in
CFADesignation
$364.1MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Regency Capital Management Inc.Jan 2021 to now
- Cadinha & Co., LLCJan 2007 to Dec 2020
Designations
- CFA
Exams passed
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 1 state (HI).
Regency Capital Management Inc.
$364.1MAssets managed
127Clients
2Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4629568
- Firm CRD
- 312435