Craig D Pollock
Investment adviser representative at Rockefeller Capital Management
9 yearsExperience
2 statesRegistered in
$36.8BFirm assets
8 yearsFirm in business
Are you Craig D Pollock? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Rockefeller Capital ManagementMar 2024 to now
- Rockefeller Financial LLCMar 2024 to now
- J.P. Morgan Securities LLCSep 2023 to Mar 2024
- First Republic Securities Company, LLCMay 2022 to Mar 2024
- First Republic Investment Management, IncAug 2016 to Mar 2024
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Rockefeller Capital Management
Legal name: Rockefeller & Co. LLC
$36.8BAssets managed
6,490Clients
346Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4629116
- Firm CRD
- 294197