Joffrey Adam Smith
Investment adviser representative at The Patriot Financial Group, LLC
11 yearsExperience
3 statesRegistered in
ChFC®, CFP® certificationDesignations
$2.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- The Patriot Financial Group, LLCOct 2014 to now
- Joffrey Smith Financial Group/the Patriot Financial Group, LLCOct 2014 to now
- Cetera Financial Specialists LLCDec 2022 to Mar 2023
- Securities America, Inc.Jun 2018 to Dec 2022
- LPL Financial LLCOct 2012 to Jun 2018
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 3 states (LA, MA, TX).
The Patriot Financial Group, LLC
Legal name: The Patriot Financial Group Insurance Agency, LLC
$2.6BAssets managed
2,545Clients
35Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4625300
- Firm CRD
- 172470