Nicola Ottavio Caporaso
Investment adviser representative at MML Investors Services, LLC
16 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
Are you Nicola Ottavio Caporaso? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- MML Investors Services, LLCOct 2019 to now
- Massmutual Life Insurance CoAug 2019 to now
- Equity Services, Inc.Oct 2018 to Aug 2019
- National LifeOct 2018 to Aug 2019
- Elite Planning SolutionsApr 2017 to Oct 2018
- MML Investors Services LLCMar 2011 to Apr 2017
- Massmutual Life Insurance CompanyAug 2010 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
State registrations
Registered as an investment adviser representative in 1 state (NY).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4625003
- Firm CRD
- 10409