Jeffrey Smith
Investment adviser representative at Schwab Wealth Advisory, Inc.
15 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Schwab Wealth Advisory, Inc.Oct 2021 to now
- Charles Schwab & Co., Inc.Oct 2021 to now
- Bank of America, N.A.Aug 2011 to Oct 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2011 to Oct 2021
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2011
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 3 states (AZ, TX, UT).
Schwab Wealth Advisory, Inc.
$0Assets managed
0Clients
1,680Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4623685
- Firm CRD
- 159035