Kimberly Carolina Figueroa
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
Are you Kimberly Carolina Figueroa? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Apr 2021 to now
- Principal Life Insurance CompanyApr 2021 to now
- Allstate Financial AdvisorsMar 2021 to Apr 2021
- Allstate Financial Services LLCNov 2018 to Apr 2021
- Allstate Insurance CompanyAug 2018 to Apr 2021
- SelfJan 2018 to Aug 2018
- Pfs Investments IncSep 2016 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4621838
- Firm CRD
- 1137