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Scott Braun

Investment adviser representative at Empower Advisory Group, LLC
13 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

13 years in the industry.

  1. Empower Advisory Group, LLCNov 2020 to now
  2. Gwfs Equities, IncJan 2020 to now
  3. Pruco Securities, LLCApr 2019 to Jan 2020
  4. The Prudential Insurance Co. of AmericaApr 2019 to Jan 2020
  5. Nylife Securities, LLCJan 2018 to Apr 2019
  6. New York Life Insurance CompanyDec 2017 to Apr 2019
  7. MML Investors Services LLCOct 2013 to Dec 2017
  8. MassmutualSep 2013 to Dec 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2005
  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 1 state (CO).

Empower Advisory Group, LLC

$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4621837
Firm CRD
112058
Advisor's SEC record (opens in a new tab)
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