David Wayne Matthews
Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$660.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ameriprise Financial Services, LLCSep 2021 to now
- Broadway Wealth SolutionsJan 2021 to Aug 2021
- Securities America AdvisorsAug 2019 to Jan 2021
- Securities America, Inc.Aug 2019 to Jan 2021
- Hill Country Financial PlanningMar 2019 to Jan 2021
- Cetera AdvisorsMar 2019 to Aug 2019
- UnemployedJan 2019 to Mar 2019
- Swbc Investment CompanyAug 2017 to Dec 2018
- Swbc Investment ServicesAug 2017 to Dec 2018
- Randolph Brooks FcuMar 2016 to Aug 2017
- Cuna Brokerage Services, Inc.Nov 2010 to Aug 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 1 state (TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4620837
- Firm CRD
- 6363