Stephen M Petty
Investment adviser representative at Sovereign Wealth Advisors LLC
15 yearsExperience
1 stateRegistered in
$625.1MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Sovereign Wealth Advisors LLCJan 2020 to now
- LPL Financial, LLCJul 2011 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (TX).
Sovereign Wealth Advisors LLC
$625.1MAssets managed
1,275Clients
29Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4618747
- Firm CRD
- 188524