Dennis Chung kuo Ku
Investment adviser representative at Sb Advisory, LLC
19 yearsExperience
1 stateRegistered in
$1.1BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Sb Advisory, LLCDec 2021 to now
- San Blas SecuritiesNov 2021 to now
- Hornor Townsend & Kent IncJan 2019 to Oct 2021
- Penn Mutual Life Ins CoJan 2019 to Oct 2021
- Bankers Life Securities, Inc.May 2016 to Jan 2019
- Bankers Life and Casualty CompanyMay 2007 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (OH).
Sb Advisory, LLC
$1.1BAssets managed
2,744Clients
26Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4617869
- Firm CRD
- 154680