Jeffrey Takeo Tanaka
Investment adviser representative at LPL Enterprise, LLC
23 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
23 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaDec 2019 to now
- Pruco Securities, LLC.Dec 2019 to Nov 2024
- Northwestern Mutual Wealth Management CompanyFeb 2019 to Dec 2019
- Northwestern Mutual Investment Services LLCJan 2018 to Dec 2019
- Northwestern Mutual Life Insurance CompanySep 2017 to Dec 2019
- Northwestern Mutual Investment Services LLCSep 2017 to Nov 2017
- Edward JonesMay 2017 to Jul 2017
- Clinical Labs of HawaiiMar 2003 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, HI).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4616081
- Firm CRD
- 8733