Melissa Borne Dugas
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
16 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2024 to now
- LPL Financial, LLC (generation Wealth)Jun 2021 to Jun 2024
- Newedge Advisors, LLC (gwm Advisors, LLC) (crossmmg)Jun 2021 to Jun 2024
- Royal Alliance (wealth Advisors)Jun 2020 to Mar 2021
- Wells Fargo Advisors Financial Network, LLCJan 2020 to Mar 2020
- Wells Fargo Clearing Services, LLCNov 2016 to Jan 2020
- Wells Fargo Advisors LLCJul 2010 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4615355
- Firm CRD
- 7691