Shawn Philip Berthelot
Investment adviser representative at Cetera Planning Partners
18 yearsExperience
4 statesRegistered in
$4.2BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Cetera Planning PartnersSep 2026 to now
- Western Reserve Business ConsultingDec 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Avantax Planning PartnersMay 2024 to Sep 2026
- Avantax Investment ServicesMay 2024 to Sep 2025
- Citizens Securities, Inc.Apr 2021 to May 2024
- UnemployedJan 2021 to Apr 2021
- TD AmeritradeDec 2008 to Jan 2021
Exams passed
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 4 states (IA, IN, OH, TX).
Cetera Planning Partners
Legal name: The Retirement Planning Group, LLC
$4.2BAssets managed
4,849Clients
322Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4577477
- Firm CRD
- 129625