Christopher Thomas Ruggiero
Investment adviser representative at Ruggiero Investments
10 yearsExperience
3 statesRegistered in
$137.6MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Finalis Securities LLCApr 2025 to now
- Ruggiero Consulting, LLCFeb 2025 to now
- Ruggiero Investments IncMar 2019 to now
- Sw FinancialJul 2020 to May 2023
- Retirement Services of AmericaMar 2019 to Dec 2019
- UnemployedSep 2018 to Mar 2019
- National Asset ManagementJan 2017 to Sep 2018
- National Securities CorporationJan 2017 to Sep 2018
- UnemployedSep 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 3 states (FL, NJ, NY).
Ruggiero Investments
Legal name: Ruggiero Investments, Inc.
$137.6MAssets managed
399Clients
5Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4577306
- Firm CRD
- 169180