David Vaughn Thomas
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJan 2023 to now
- Dtj 2021 LLC A Texas LLCNov 2021 to now
- Vaughn Asset Advisory Agency Llc/dba Vaughn Insurance AgencySep 2017 to now
- Vaughn Asset Advisory LLCJul 2016 to now
- Ameritas Advisory Services, LLCNov 2021 to Jan 2023
- Ameritas Investment Company, LLCMar 2020 to Jan 2023
- Ameritas Life Insurance CorpMar 2020 to Jan 2023
- Vice Tiger, LLCMar 2017 to Jan 2019
- Summit Financial GroupAug 2016 to Jan 2023
- Cetera Advisor Networks LLCAug 2016 to Mar 2020
Exams passed
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4576125
- Firm CRD
- 6413