Maria Giacalone-mozo
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCSep 2021 to now
- Great Valley Advisor Group, Inc.Sep 2021 to Apr 2022
- Morgan Stanley Private Bank, N.A.Sep 2019 to Aug 2021
- Morgan StanleyJun 2019 to Aug 2021
- Foresters Advisory ServicesMar 2019 to Jun 2019
- Arts Conservatory for TeensSep 2016 to Jul 2021
- Foresters Financial ServicesJan 2016 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4572965
- Firm CRD
- 6413