Thomas Douglas Carrion
Investment adviser representative at TD Private Client Wealth LLC
20 yearsExperience
1 stateRegistered in
$8.6BFirm assets
13 yearsFirm in business
Are you Thomas Douglas Carrion? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- TD Private Client Wealth LLCDec 2025 to now
- TD Bank N.A.Dec 2025 to now
- UnemployedDec 2024 to Dec 2025
- Pruco Securities, LLC.Aug 2006 to Dec 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (NJ).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4566870
- Firm CRD
- 164484