Brett Stephen Williams
Investment adviser representative at Independent Financial Group, LLC
11 yearsExperience
2 statesRegistered in
$12.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Independent Financial Group, LLCFeb 2024 to now
- UnemployedOct 2023 to Feb 2024
- Sealy Investment Securities, LLCDec 2019 to Oct 2023
- Ptx Securities, LLCMar 2019 to Dec 2019
- Cole Capital CorporationJun 2015 to Dec 2018
- Equity Fund AdvisorsJun 2015 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Independent Financial Group, LLC
$12.9BAssets managed
26,635Clients
460Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4563885
- Firm CRD
- 7717