John Spencer Mallozzi
Investment adviser representative at Bourgeon Capital Management LLC
15 yearsExperience
1 stateRegistered in
$1.3BFirm assets
27 yearsFirm in business
Are you John Spencer Mallozzi? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Bourgeon Capital Management LLCMay 2023 to now
- Bourgeon Capital Managment LLCMar 2022 to now
- Oppenheimer & Co. Inc.Jan 2018 to Dec 2021
- Columbus Circle InvestorsSep 2011 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CT).
Bourgeon Capital Management LLC
$1.3BAssets managed
315Clients
3Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4562250
- Firm CRD
- 108054