Michael Anthony Duboise
Investment adviser representative at Prospera Financial Services, Inc.
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$14.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Prospera Financial Services, Inc.Dec 2020 to now
- Bigtime Living LLCMay 2007 to now
- Various Insurance Carriers for W&r Insurance AgenciesDec 2020 to Dec 2020
- Waddell & Reed, Inc.Dec 2020 to Dec 2020
- Morgan Stanley Private Bank, National AssociationJan 2015 to Dec 2020
- Morgan StanleyJun 2009 to Dec 2020
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 2 states (NM, TX).
Prospera Financial Services, Inc.
$14.4BAssets managed
18,584Clients
269Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4553531
- Firm CRD
- 10740