Nancy Ann Effert
Investment adviser representative at Essex LLC
20 yearsExperience
1 stateRegistered in
$649.3MFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- Essex, LLCSep 2023 to now
- Effert Financial SolutionsOct 2006 to now
- Changepath, LLCOct 2020 to Sep 2023
- Partnervest Advisory Services, LLCOct 2013 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (IL).
Essex LLC
$649.3MAssets managed
608Clients
9Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4552901
- Firm CRD
- 108352