James Patrick Hayes
Investment adviser representative at Capital Client Group, Inc.
21 yearsExperience
2 statesRegistered in
ChFC®Designation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Experience
21 years in the industry.
- Capital Client Group, Inc.Dec 2024 to now
- Capital Group / Capital Client Group, Inc.Nov 2024 to now
- Lockwood/ BNY Mellon Securities Corp./ BNY Advisors/pershing LLCOct 2022 to Nov 2024
- The Vanguard Group, Inc./ Vanguard Marketing Corp.Jul 2005 to Oct 2022
Designations
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 2 states (CA, PA).
Capital Client Group, Inc.
$0Assets managed
0Clients
606Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4552815
- Firm CRD
- 6247