Paul Richards
Investment adviser representative at Hicks & Associates Wealth Management, LLC
13 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$119.6MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Hicks & Associates Wealth Management, LLCNov 2022 to now
- Hicks & Associates Wealthmanagement, LLCOct 2022 to now
- Wealthshield Partners, LLCOct 2020 to Oct 2022
- Ameriprise Financial Services, IncFeb 2020 to Oct 2020
- Edward JonesNov 2016 to Feb 2020
- Metlife Investors Distribution CompanyJul 2013 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
State registrations
Registered as an investment adviser representative in 1 state (NC).
Hicks & Associates Wealth Management, LLC
$119.6MAssets managed
162Clients
2Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4552309
- Firm CRD
- 323171