Niccolo Alfred Gonzales
Investment adviser representative at W&s Brokerage Services, Inc.
11 yearsExperience
1 stateRegistered in
$257.2MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- W&s Brokerage Services, Inc.Mar 2026 to now
- Western & Southern LifeMar 2026 to now
- Cetera Investment Advisers LLCAug 2023 to Jan 2026
- Cetera Wealth Services, LLCAug 2023 to Jan 2026
- North Star Resource GroupAug 2022 to Jan 2026
- Minnesota Life Insurance CompanyAug 2022 to Aug 2023
- Securian Financial ServicesAug 2022 to Aug 2023
- Guardian Life Insurance CompanyMay 2021 to Aug 2022
- Park Avenue SecuritiesMay 2021 to Aug 2022
- OneamericaFeb 2021 to May 2021
- UnemployedOct 2020 to Feb 2021
- Pruco Securities, LLCAug 2017 to Oct 2020
- The Prudential Insurance Company of AmericaAug 2017 to Oct 2020
- AXA Advisors, LLCAug 2015 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 1 state (NC).
W&s Brokerage Services, Inc.
$257.2MAssets managed
772Clients
91Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4552092
- Firm CRD
- 8099