Thomas Michael Lord
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCMar 2024 to now
- Cetera Advisors LLCMar 2021 to now
- Rockdale Financial ServicesMar 2021 to now
- Wells Fargo Bank, NAJun 2019 to Mar 2021
- Wells Fargo Clearing Services, LLCJun 2019 to Mar 2021
- Aaa Mid-atlanticApr 2018 to Jun 2019
- Auto LendersOct 2017 to Apr 2018
- Fidelity Brokerage Services LLCJun 2015 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4550000
- Firm CRD
- 105644