Usha Monique Cervantes
Investment adviser representative at LPL Financial LLC
17 yearsExperience
1 stateRegistered in
ChFC®Designation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- LPL Financial LLCJun 2024 to now
- Lochytocker IncMay 2023 to now
- "over 100 First Samoan Words" BookFeb 2022 to now
- Rental PropertyDec 2019 to now
- WfgiaAug 2014 to now
- Transamerica Financial Advisors, IncOct 2014 to Jun 2024
- Notary PublicApr 2009 to Mar 2023
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4549521
- Firm CRD
- 6413