Paul Thomas Swift
Investment adviser representative at MML Investors Services, LLC
10 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- MML Investors Services, LLCAug 2022 to now
- Massmutual Life Insurance Co.Apr 2016 to now
- Penn Mutual Life Insurance CompanyDec 2021 to Aug 2022
- Hornor Townsend & Kent LLCJun 2021 to Aug 2022
- G.A. Repple & CoMar 2020 to Jun 2021
- Regal Investment Advisors, LLCFeb 2018 to Mar 2020
- Regulus Advisors, LLCFeb 2018 to Mar 2020
- Ohio National Financial ServicesNov 2017 to Dec 2021
- MML Investors ServicesAug 2016 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (OH).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4549317
- Firm CRD
- 10409