Skip to content

Andrew John Fleming

Investment adviser representative at Heartland Advisors, Inc.
14 yearsExperience
1 stateRegistered in
CFADesignation
$1.9BFirm assets

Are you Andrew John Fleming? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

14 years in the industry.

  1. Heartland Advisors, Inc.Feb 2016 to now
  2. Alps Distributors, Inc.Oct 2012 to now

Designations

  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law2012

State registrations

Registered as an investment adviser representative in 1 state (WI).

Heartland Advisors, Inc.

$1.9BAssets managed
90Clients
14Advisers
43 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4544108
Firm CRD
29433
Advisor's SEC record (opens in a new tab)
CallContact this firm