Leslie Penka
Investment adviser representative at Dai Wealth, LLC
10 yearsExperience
1 stateRegistered in
$330MFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Dai Wealth, LLCJan 2024 to now
- Dai Securities LLCJan 2024 to now
- Expand Financial, LLCApr 2023 to Dec 2023
- FisDec 2022 to Apr 2023
- LPL Financial, LLCDec 2021 to Dec 2022
- Newedge Advisors LLCNov 2021 to Dec 2022
- UnemployedJul 2021 to Nov 2021
- Purshe Kaplan Sterling InvestmentsDec 2018 to Jul 2021
- Keen Wealth AdvisorsMar 2018 to Jul 2021
- Madision Avenue Securities, LLCOct 2016 to Mar 2018
- Ae Wealth ManagementMar 2016 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (KS).
Dai Wealth, LLC
$330MAssets managed
1,537Clients
25Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4535565
- Firm CRD
- 138938