Travis Scott Koch
Investment adviser representative at Moors & Cabot, Inc
18 yearsExperience
2 statesRegistered in
$4BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Moors & Cabot, Inc.Nov 2020 to now
- UnemployedNov 2019 to Nov 2020
- BMO Harris Financial Advisors, Inc.Aug 2012 to Nov 2019
- BMO Harris Bank NAJul 2011 to Nov 2019
- M&i Financial AdvisorsDec 2008 to Nov 2019
- M&i Insurance Services IncDec 2008 to Nov 2019
- M&i Trust CompanyDec 2008 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 2 states (FL, WI).
Moors & Cabot, Inc
Legal name: Moors & Cabot, Inc.
$4BAssets managed
5,074Clients
79Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4530099
- Firm CRD
- 594