Stephen Carl Schramm
Investment adviser representative at Hbks Wealth Advisors
17 yearsExperience
5 statesRegistered in
CFP® certification, PFSDesignations
$7.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Hbks Wealth AdvisorsNov 2003 to now
- Hbk Sorce Advisory LLCOct 2003 to now
- Purshe Kaplan Sterling InvestmentsJan 2009 to Dec 2020
- Hill, Barth & King LLCJan 2004 to Feb 2025
Designations
- CFP® certification
- PFS
Exams passed
- Series 65 · Uniform Investment Adviser Law1999
- Series 63 · Uniform Securities Agent State Law2005
State registrations
Registered as an investment adviser representative in 5 states (CO, FL, NC, NJ, TX).
Hbks Wealth Advisors
Legal name: Hbk Sorce Advisory LLC
$7.7BAssets managed
7,824Clients
65Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4528357
- Firm CRD
- 112139