Thomas Broderick Mullins
Investment adviser representative at Dakota Wealth, LLC
10 yearsExperience
1 stateRegistered in
$6.9BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Dakota Wealth, LLCAug 2023 to now
- Fonville Wealth Management LLC, dba Covenant Wealth AdvisorsDec 2020 to Aug 2023
- UnemployedOct 2019 to Dec 2020
- Funds Distributor, LLCSep 2016 to Oct 2019
- Thompson, Siegel & Walmsley LLCAug 2016 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (VA).
Dakota Wealth, LLC
$6.9BAssets managed
3,764Clients
61Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4526562
- Firm CRD
- 297987